astris compliance & risk solutions

We are an internationally experienced consultancy advising financial institutions and other reporting entities on how to excel at compliance and risk management, with a focus on anticipating change / disruption, planning accordingly and implementing solid long-term solutions. Types of engagements: From quick n dirty reviews to a full gap analysis and audit resulting in a detailed report with recommendations through to implementing solutions on the following topics: Compliance Programme and Risk Management Framework Policies & Procedures Compliance systems Training programme - development and delivery Governance and Reporting framework (chart of committees, executive meetings, management meetings, working groups; including attendees and their responsibilities; Terms of reference; Content / materials / reports submitted to these forums; Job mandates of committee members / attendees (need to reflect proper responsibilities)) Reports and recommendations from any reviews (internal or external - e.g. Audit and/or Regulatory) of the governance framework and the compliance and risk programmes Also assist with: Compliance & Risk Training - development and delivery Preparation for Audit or Regulatory exam Recommendation / assistance on how to close issues / gaps / audit points / regulatory findings Resolution: Implementing solutions - e.g. writing / updating Policies and procedures, developing meeting materials (templates and content), conducting risk assessments, writing the CAMLO Self-Assessment and Opinion. Contact Justin Baillie for details www.linkedin.com/in/justin-baillie/ www.astris-solutions.com