cap1 financial

Cap 1 is an independent financial services firm founded to focus on the investment needs of mid-cap businesses within the ASEAN region. At Cap 1, we believe in building long term relationships with our clients and creating enduring value. --------- -------- CAP 1 * Permitted Activities 1)  Management services (a)   Acting or offering to act as portfolio manager on behalf of the clients for a portfolio of securities including funds. (b)   Managing activities in the acquisition or disposal of a portfolio of securities including funds. 2) Investment advices (a)   Conducting securities analysis and making investment recommendations based on clients investment objectives and financial situation. (b)   Providing advice concerning securities including the issuance or promulgation of research report and analysis. (c)   Providing consultancy and advisory services relating to corporate finance and financial planning matters for corporate clients. 3) Dealing in securities (a)   Quoting two way prices and dealing in securities. (b)   Arranging for the sale or purchase of securities including that are not listed on a stock market of a stock exchange, issued by, belonging to or on behalf of clients.