RegSmart LLC

RegSmart (beRegSmart.com) provides software solutions and regulatory auditing and consulting services to banks, credit unions, and non-bank financial institutions. RegSmart's suite of industry-leading automated BSA/AML/OFAC and cybersecurity risk assessment, audit, and exam preparation applications efficiently and effectively identify and manage the two most critical risks facing today’s financial institutions, money laundering and cyber crime. RegSmart personnel have a combined 100+ years of experience in identifying and managing AML, cyber, fraud, and compliance risks. Personnel include the former senior partner in the largest financial fraud auditing company in the country, former head of operations of a 400+ staff of loan quality assurance auditors and underwriters, the Chief Security Officer and Chief Information Officer of a publically traded company in a high risk business with international operations, and a Certified Regulatory Compliance Manager (CRCM) with more than 30 years experience as a Chief Operations Officer, VP of Compliance and Audit, BSA Officer, and Chief Information Officer for various banks. RegSmart’s suite of proprietary software products and professional services combine to create the highest quality and most efficient BSA and cybersecurity products on the market today. They provide unobtrusive, interactive systems, supported by subject matter experts who identify and mitigate BSA and cybersecurity risks across even the most sophisticated organizations. RegSmart is guided by a simple set of core values: • Serve the Customer • Provide a TRUE Ongoing Risk-Based Approach to Compliance • Maximize Efficiency and Minimize Client Cost • Provide front-line Compliance and Chief Risk Officers the data to support resource requests and policy requirements • Provide all possible resources to the executive management and the board to truly quantify and mitigate BSA and cyber risk