SM Compliance

Social Media Compliance Ltd is a RegTech/FinTech company that helps global firms mitigate reputational and regulatory financial risk of employees on their personal social media. Through monitoring business risk, educating teams, reviewing processes and procedures and benchmarking industry use of social media, SMC leads the field in helping global regulators and global financial service providers develop a rigorous companywide compliant social media practice. The policies, education modules and surveillance tools are borne in SMCs innovation lab. This lab is made up of experienced barristers & attorneys, financial services professionals, social media experts, as well as AI software and cyber-security specialists who work rigorously to understand evolving global regulation standards, adapt to new technology developments and the risks they may pose. Once firms complete the required training, they are compliant based upon a set pass-rate, which provides evidence to regulators and customers that reasonably practicable steps have been taken to ensure compliance in social media use.