Explore Global Companies & Account Intelligence

About the SEC Established on 16 May 1992, the Office of the Securities and Exchange Commission is an independent public agency under the Securities and Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. SEC Vision "The SEC strives to enhance the benefit and wellbeing of people through being a trustworthy and proactive organization, collaborating with all stakeholders to build a sustainable capital market"​

About the SEC Established on 16 May 1992, the Office of the Securities and Exchange Commission is an independent public agency under the Securities and Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. SEC Vision "The SEC strives to enhance the benefit and wellbeing of people through being a trustworthy and proactive organization, collaborating with all stakeholders to build a sustainable capital market"​

About the SEC Established on 16 May 1992, the Office of the Securities and Exchange Commission is an independent public agency under the Securities and Exchange Act B.E. 2535 (1992) with the duty to supervise and develop the Thai capital market to ensure efficiency, fairness, transparency and integrity. SEC Vision "The SEC strives to enhance the benefit and wellbeing of people through being a trustworthy and proactive organization, collaborating with all stakeholders to build a sustainable capital market"​

The Commission is responsible for regulating and overseeing investment funds, securities and the capital markets in The Bahamas. The Commission utilizes market surveillance, regulatory oversight, enforcement of securities laws and its investor education program to protect investors, maintain fair, efficient and transparent markets, and reduce systemic risk.

The SECURITIES INDUSTRY DEVELOPMENT CORPORATION (SIDC) is the leading capital market capacity building solutions provider for industry participants in Malaysia and the growth and emerging markets that include market professionals, company directors and regulators. Established in 1994 as the learning and development arm of the Securities Commission Malaysia (SC) and incorporated in 2007, SIDC has been a standard-bearer of quality and innovation for over two decades. As the capital market industry’s partner in capacity building, SIDC works hand in hand with the industry through consultations and collaborations to design, develop and deliver training programmes that raise the standard of participants and support market growth. At the same time, we provide strategic consulting services and industry insights, frequently partnering with government agencies and international organisations to carry out capacity building initiatives for market regulators and industry players. SIDC’s involvement in the development of human capital for the Malaysian capital market is comprehensive and end-to-end. We work closely with the SC to establish competency standards for the industry – developing, maintaining and administering the SC Licensing Examinations and the mandatory Continuing Professional Education (CPE) programme as part of the licensing regime for Malaysian capital market intermediaries. In addition, we contribute to the capital market talent pipeline through our fit-for-purpose graduate development programmes. In support of the SC’s investor protection mandate, SIDC also conducts public investor education programmes on behalf of the SC with the aim of creating informed and prudent capital market investors. SIDC’s extensive experience and track record in producing high-calibre programmes for a wide range of target audiences have earned us a reputation synonymous with professional excellence.

SIDREC is an independent corporate body established for the settlement of monetary disputes between investors and SIDREC Members who are Capital Markets Services Licence holders or are registered by the Securities Commission Malaysia for the following regulated activities: Dealing in Securities Dealing in Derivatives Dealing in Unit Trusts Dealing in Private Retirement Schemes (PRS) Fund Management Our Members include Banks, Brokers, Fund Management Companies, Unit Trust Management Companies, and PRS Providers and Distributors.

SIMA is a ‘not for profit’ association established for the benefit of individuals working in the Financial Services and Securities Industries. Annual membership starts at only £50 per person, is available for anyone working in the two industries, and is free for those who work in the regulated financial services industry who are currently unemployed or retired. We provide you with: - Presentations on relevant business matters from industry experts - Ongoing networking opportunities for SIMA members with hundreds of participants - Discussion on areas of mutual and topical interest, including industry developments and market updates - Attendance at meetings is of no extra cost, usually includes refreshments, and is certified for CPD. - Donating to a charity through any annual surplus funds from SIMA SIMA meetings are usually held at 5:30 pm and take the form of a presentation, followed by a drinks reception. Our next speakers include: - 5th of June, Mark Fawcett, CIO, NEST Corporation - 3rd of July, Gina Miller, Co-Founder of SCM Private - 16th of October, Sir Terry Morgan CBE, Chairman Crossrail To find the list of previous speakers please see our LinkedIn updates or visit http://www.sima.org.uk/index.php/events The Securities Industry Management Association has been around in many guises over the past 40 years or so. During the past few years, SIMA membership has increased substantially due mainly to the high quality and status of presenters, the support provided from many leading City institutions and the very low cost of membership (from just £50 pa). At the AGM each year, members determine a charity for any surplus funds from SIMA. All directors give their time voluntarily and Ensors the Chartered Accountants provide full support for the annual audit and accounts. To become a member, simply fill in the form at http://www.sima.org.uk/index.php/aboutus/sima-membership, and we look forward to seeing you at our events!

Securities Investors Association (Singapore) or SIAS, a non-profit organization, was founded unexpectedly in June 1999, to champion the CLOB issue. 172,000 retail investors were suddenly stranded when the Malaysian Government froze their investments on Malaysian stocks in September 1998, amounting to US$5 billion. A group of civic-minded citizens leads by Mr. David Gerald got together and took on the challenge to help free the frozen shares with an initial backing by 49,880 retail investors as members. Their resoluteness and unity helped to resolve the issue on our terms. Today, SIAS is the largest organized investor lobby group in Asia, with almost 71,000 retail investors as members. It is run by a Management Committee comprising of professionals who are volunteers. It actively promotes Investor Education, Corporate Governance and Transparency and is the watchdog for Investor rights in Singapore. To-date, SIAS has successfully organized over 700 investor education programmes ranging from basic investment seminars for novices to certificate courses for investment savvy investors. Thus far, more than 80,000 retail investors have benefited from these programmes. which are offered largely free. Members are educated on the features of investment products, and the attendant risks involved in each product. Investors are taught to make an informed decision on investing. SIAS is able to provide a variety of investor education programmes to its members and the investing community at large through collaborative arrangements with financial institutions and listed companies interested in investor education as part of its corporate social responsibility agenda.

Securities Investors Association (Singapore) or SIAS, a non-profit organization, was founded unexpectedly in June 1999, to champion the CLOB issue. 172,000 retail investors were suddenly stranded when the Malaysian Government froze their investments on Malaysian stocks in September 1998, amounting to US$5 billion. A group of civic-minded citizens leads by Mr. David Gerald got together and took on the challenge to help free the frozen shares with an initial backing by 49,880 retail investors as members. Their resoluteness and unity helped to resolve the issue on our terms. Today, SIAS is the largest organized investor lobby group in Asia, with almost 71,000 retail investors as members. It is run by a Management Committee comprising of professionals who are volunteers. It actively promotes Investor Education, Corporate Governance and Transparency and is the watchdog for Investor rights in Singapore. To-date, SIAS has successfully organized over 700 investor education programmes ranging from basic investment seminars for novices to certificate courses for investment savvy investors. Thus far, more than 80,000 retail investors have benefited from these programmes. which are offered largely free. Members are educated on the features of investment products, and the attendant risks involved in each product. Investors are taught to make an informed decision on investing. SIAS is able to provide a variety of investor education programmes to its members and the investing community at large through collaborative arrangements with financial institutions and listed companies interested in investor education as part of its corporate social responsibility agenda.

SECURITRANS PUBLIC TRANSPORT SECURITY AG Securitrans, Public Transport Security AG ist das führende Unternehmen von Sicherheitsdienstleistungen für den öffentlichen Schienenverkehr in der Schweiz. Im Bereich Baustellensicherheit sind wir mit unseren Sicherheitsleiterinnen und -leitern sowie Sicherheitswärterinnen und -wärtern auf Bahnbaustellen für die Sicherheit bei Arbeiten im Gleisbereich zuständig. Unsere Lokführer manövrieren und rangieren zudem Bauzüge sicher und zuverlässig auf dem gesamten Schweizer Schienennetz. Im Bereich Objektschutz bewachen und schützen unsere Mitarbeitenden Menschen und Infrastruktur in Bahnhöfen und öffentlichen Verkehrsmitteln in allen vier Landesteilen.

Founded in 2006, Security & Risk Solutions Pte Ltd (SRS) is a global security solutions provider that started in Singapore. Today, we operate in Asia Pacific, China, the Middle East, the Africas, Europe, and Latin America, and work with over 90 clients, with a strong presence in the Finance and Technology sectors. SRS understands there is no one-size-fits-all security solution. We ensure our most valuable asset - our people - maintain a knowledge-driven approach when addressing your security needs, ensuring there is flexibility for customised security solutions while maintaining best-in-class standards and protocol.

Security 1 Lending is one of the top 10 mortgage bankers in the US specializing in Reverse Mortgages for Seniors. A publicly held company, S1L a division of Reverse Mortgage Solutions provides exceptional service for Seniors interested in refinancing their primary residences or purchasing a new residence using a reverse mortgage. Core Values Any Company is only as good as its heart. Our corporate culture has been defined by the following Core Values. Integrity Ones character is not tested when things are going well. Character is gauged in times of chaos and adversity. We will only keep people in our organization that demonstrate high levels of character/integrity. Our reputation is more precious than gold. Loyalty Loyalty is a two way street. Our organization understands that we must demonstrate loyalty before we can expect this core value in return. As partners in this venture, we must be loyal to each other in order to reach our mutual goals and objectives. Work Ethic Our organization will focus upon people that embody work habits and practices that represent the firm and consumer well. Those that do not share this motivation should find success elsewhere. Compassion Security 1 Lending contributes a portion of its earnings to a variety of global causes. NMLS ID 107636